Resources

Government and Regulatory Links

United States Securities & Exchange Commission
450 Fifth Street, N.W.
Washington, D.C. 20549
http://www.sec.gov/
202-942-8088 Main Number
202-942-7040 Public Complaints
202-942-4530 Enforcement
202-942-2900 General Counsel
http://www.sec.gov/news/openmeetings.shtml

Federal Information Center
1-800-347-1997

Commodities Futures Trading Commission
1155 21st Street, N.W.
Washington, D.C. 20581
http://www.cftc.gov/
202-418-5000 Main Number
202-418-5250 Office of Proceedings & Reparations
202-418-5320 Division of Enforcement
202-418-5120 General Counsel

New York State Attorney General’s Office
Bureau of Investor Protection
120 Broadway, 23rd Floor
New York, New York 10271
http://www.oag.state.ny.us/
212-416-8200
212-416-8816
1-800-771-7755 Consumer Fraud
NY District Attorney
212-335-9000

Self-Regulatory Links

Financial Industry Regulatory Authority
One Liberty Plaza
165 Broadway 27th Floor
New York, New York 10006
http://www.finra.org/
Phone (212) 858-4200
Fax (301) 527-4873

New York Stock Exchange
11 Wall Street
New York, New York 10005
http://www.nyse.com/
212-656-3000 Main Number
212-656-3757 Public Complaints
212-656-2772 Arbitration
202-656-2222 General Counsel

American Stock Exchange
86 Trinity Place
New York, New York 10006
http://www.amex.com/
212-306-1000 Main Number
212-306-1634 Public Complaints
212-306-1414 Arbitration
202-306-1400 General Counsel

Municipal Securities Rulemaking Board
1150 18th Street, N.W., Suite 400
Washington, D.C. 20036
http://www.msrb.org/ 202) 223-9347 Main Number

Other Exchanges:
Chicago Board of Trade
http://www.cbot.com/
Chicago Board Option Exchange
http://www.cboe.com/
Chicago Mercantile Exchange
http://www.cme.com/
Chicago Stock Exchange
http://www.chx.com/
Pacific Stock Exchange
http://www.phlx.com/

Industry Associations

North American Securities Administrators Association
1 Massachusetts, N.W., Suite 310
Washington, D.C. 20001
http://www.nasaa.org/
202-737-0900 Main Number
202-737-0900 Public Complaints
212-737-0900 General Counsel
1-888-884-NASAA State-by-State Regulators

Securities Industry Association
120 Broadway, 35th Floor
New York, NY 10271-0080
212-608-1500

National Futures Association
200 West Madison, Suite 1400
Chicago, Illinois 60606
http://www.nfa.futures.org/
800-676-4632 Main Number

Certified Financial Planners Board of Standards
1700 Broadway
Denver Colorado 80290-2101
http://www.cfp-board.org/
1-800-237-6275 Main Number

National Association of Personal Financial Advisors
http://www.napfa.org/

Financial Planning Association
http://www.fpanet.org/

Options Industry Council
http://www.optionscentral.com/

National Association of Securities Professionals
http://www.naip.com/
952-322-NAIP

Other Industry Participants

American Arbitration Association
140 West 51st Street
New York, New York 10020
http://www.adr.org/
212-484-4000 Main Number

AARP American Association of Retired Persons
601 E St., NW
Washington, DC 20049
Phone: 1-800-424-3410
1-800-424-3410

Securities Investor Protection Corporation (SIPC)
805 15th Street, N.W., Suite 800
Washington, D.C. 20005
http://www.sipc.org/
212-371-8300 Main Number

Directory of Websites

http://www.wallstreetcurmudgeon.com/

Better Business Bureau
http://www.bbb.org/

Financial Accounting Board of Standards
http://www.fasb.org/

Clearing Agencies

Depository Trust Company
http://www.dtc.org/

National Securities Clearing Corp
http://www.nscc.com/

Current & Historical Financial Statements

www.sec.gov/edgarhp.htm
http://www.tenkwizard.com/
(searches edgar) http://www.freeedgar.com/
http://www.10kwizard.com/

Current & Historical Pricing

http://www.bigcharts.com/
http://www.marketwatch.com/
http://www.financialweb.com/

Stock Quotes

http://www.quote.com/
http://finance.yahoo.com/
http://moneycentral.msn.com/home.asp

Bond Pricing

http://www.bondmarkets.com/
http://www.bradynet.com/
http://www.nasdbondinfo.com/
http://www.investinginbonds.com/
http://chpartners.com/

Commodities Quotes

http://www.cbot.com/
http://www.barchart.com/
http://www.bar-charts.com/

Mutual Fund Quotes

http://www.mfmag.com/
http://personalfund.com/
http://www.moneycafe.com/

Intraday NASDAQ Quotes

Options Pricing

http://www.optionscentral.com/
http://finance.yahoo.com/
http://www.quote.com/
http://www.edreyfus.com/
http://www.interactivebroker.com/
http://www.cboe.com/
http://www.schaeffersresearch.com/
http://www.coveredcalls.com/
http://www.optionfind.com/
http://www.phlx.com/
http://www.numa.com/

Current & Historical Ratings

http://www.moodys.com/
http://www.lipperweb.com/

Current & Historical News

http://www.ajr.org/
newslink.org
http://www.wsj.com/
http://www.dowjones.com/
http://www.bloomberg.com/
http://www.barrons.com/
http://www.cnnfn.com/

Financial Search Engines

http://www.wwfn.com/

Arbitration Decisions

http://www.nasdadr.com/
http://www.nyse.com/

Regulatory Decisions

http://www.sec.gov/
http://www.nasd.com/
http://www.nyse.com/

Industry Investigative Service

Fidelifacts
http://www.fidelifacts.com/
212-425-1520

Other Governmental Sites

FDIC
http://www.fdic.gov/

FBI
http://www.fbi.gov/

Federal Reserve Board
http://www.federalreserve.gov/

Federal Trade Commission
http://www.ftc.gov/

General Accounting Office
http://www.gao.gov/

Internal Revenue Service
http://www.irs.gov/

Legal Services

FindLaw

White House
http://www.whitehouse.gov/

Senate
http://www.senate.gov/

State Department
http://www.state.gov/

House of Representatives
http://www.house.gov/

NYS Assembly
http://assembly.state.ny.us/

Employment Links

US Equal Employment Opportunities Commissions (EEOC)
1801 L Street, NW
Washington, DC 20507
http://www.eeoc.gov/
202-663-4900

US Department of Labor
www.dol.gov
Statistics
212-337-2400
Workers’ Compensation
1-800-347-1997 General Information
Unemployment Insurance
212-337-2151
Women’s Bureau
212-337-2389

Bureau of Labor Statistics
http://www.bls.gov/

NYS Attorney General
http://www.oag.state.ny.us/
Human Rights Division
212-306-7500 General
212-306-7686 Discrimination
212-No2BIAS Bias Complaints
Equal Employment Practices Commission
212-240-7902

Department of Labor
212-416-8700
http://www.labor.state.ny.us

NYC Human Rights Division
40 Rector Street
New York, New York
212-30-75090
http://www.nyc.com/
(click on Human Rights Division in Agency List)
Human Resources Training
http://www.fairmeasures.com/

Sites for Women in Business

Nat. Organization for Women
http://www.now.org/
http://www.nownyc.org/

NYS Division for Women
212-681-4547
NYS Human Rights Division
Sex Harassment Hotline
1-800-427-2773
NYC Commission on the Status of Women
212-788-2738

NY Women’s Bar Association
212-752-5544