Resources
- Government and Regulatory Links
- Self-Regulatory Links
- Industry Associations
- Other Industry Participants
- Directory of Websites
- Clearing Agencies
- Current & Historical Financial Statements
- Current & Historical Pricing
- Stock Quote
- Bond Pricing
- Commodities Quotes
- Mutual Fund Quotes
- Intraday NASDAQ Quotes
- Options Pricing
- Current & Historical Ratings
- Current & Historical News
- Financial Search Engines
- Arbitration Decisions
- Regulatory Decisions
- Industry Investigative Service
- Other Governmental Sites
- Employment Links
- Sites for Women in Business
Government and Regulatory Links
United States Securities & Exchange Commission
450 Fifth Street, N.W.
Washington, D.C. 20549
http://www.sec.gov/
202-942-8088 Main Number
202-942-7040 Public Complaints
202-942-4530 Enforcement
202-942-2900 General Counsel
http://www.sec.gov/news/openmeetings.shtml
Federal Information Center
1-800-347-1997
Commodities Futures Trading Commission
1155 21st Street, N.W.
Washington, D.C. 20581
http://www.cftc.gov/
202-418-5000 Main Number
202-418-5250 Office of Proceedings & Reparations
202-418-5320 Division of Enforcement
202-418-5120 General Counsel
New York State Attorney General's Office
Bureau of Investor Protection
120 Broadway, 23rd Floor
New York, New York 10271
http://www.oag.state.ny.us/
212-416-8200
212-416-8816
1-800-771-7755 Consumer Fraud
NY District Attorney
212-335-9000
Financial Industry Regulatory Authority
One Liberty Plaza
165 Broadway 27th Floor
New York, New York 10006
http://www.finra.org/
Phone (212) 858-4200
Fax (301) 527-4873
New York Stock Exchange
11 Wall Street
New York, New York 10005
http://www.nyse.com/
212-656-3000 Main Number
212-656-3757 Public Complaints
212-656-2772 Arbitration
202-656-2222 General Counsel
American Stock Exchange
86 Trinity Place
New York, New York 10006
http://www.amex.com/
212-306-1000 Main Number
212-306-1634 Public Complaints
212-306-1414 Arbitration
202-306-1400 General Counsel
Municipal Securities Rulemaking Board
1150 18th Street, N.W., Suite 400
Washington, D.C. 20036
http://www.msrb.org/ 202) 223-9347 Main Number
Other Exchanges:
Chicago Board of Trade
http://www.cbot.com/
Chicago Board Option Exchange
http://www.cboe.com/
Chicago Mercantile Exchange
http://www.cme.com/
Chicago Stock Exchange
http://www.chx.com/
Pacific Stock Exchange
http://www.phlx.com/
North American Securities Administrators Association
1 Massachusetts, N.W., Suite 310
Washington, D.C. 20001
http://www.nasaa.org/
202-737-0900 Main Number
202-737-0900 Public Complaints
212-737-0900 General Counsel
1-888-884-NASAA State-by-State Regulators
Securities Industry Association
120 Broadway, 35th Floor
New York, NY 10271-0080
212-608-1500
National Futures Association
200 West Madison, Suite 1400
Chicago, Illinois 60606
http://www.nfa.futures.org/
800-676-4632 Main Number
Certified Financial Planners Board of Standards
1700 Broadway
Denver Colorado 80290-2101
http://www.cfp-board.org/
1-800-237-6275 Main Number
National Association of Personal Financial Advisors
http://www.napfa.org/
Financial Planning Association
http://www.fpanet.org/
Options Industry Council
http://www.optionscentral.com/
National Association of Securities Professionals
http://www.naip.com/
952-322-NAIP
American Arbitration Association
140 West 51st Street
New York, New York 10020
http://www.adr.org/
212-484-4000 Main Number
AARP American Association of Retired Persons
601 E St., NW
Washington, DC 20049
Phone: 1-800-424-3410
1-800-424-3410
Securities Investor Protection Corporation (SIPC)
805 15th Street, N.W., Suite 800
Washington, D.C. 20005
http://www.sipc.org/
212-371-8300 Main Number
http://www.wallstreetcurmudgeon.com/
Better Business Bureau
http://www.bbb.org/
Financial Accounting Board of Standards
http://www.fasb.org/
Depository Trust Company
http://www.dtc.org/
National Securities Clearing Corp
http://www.nscc.com/
www.sec.gov/edgarhp.htm
http://www.tenkwizard.com/
(searches edgar) http://www.freeedgar.com/
http://www.10kwizard.com/
http://www.bigcharts.com/
http://www.marketwatch.com/
http://www.financialweb.com/
http://www.quote.com/
http://finance.yahoo.com/
http://moneycentral.msn.com/home.asp
http://www.bondmarkets.com/
http://www.bradynet.com/
http://www.nasdbondinfo.com/
http://www.investinginbonds.com/
http://chpartners.com/
http://www.cbot.com/
http://www.barchart.com/
http://www.bar-charts.com/
http://www.mfmag.com/
http://personalfund.com/
http://www.moneycafe.com/
http://www.optionscentral.com/
http://finance.yahoo.com/
http://www.quote.com/
http://www.edreyfus.com/
http://www.interactivebroker.com/
http://www.cboe.com/
http://www.schaeffersresearch.com/
http://www.coveredcalls.com/
http://www.optionfind.com/
http://www.phlx.com/
http://www.numa.com/
http://www.moodys.com/
http://www.lipperweb.com/
http://www.ajr.org/
newslink.org
http://www.wsj.com/
http://www.dowjones.com/
http://www.bloomberg.com/
http://www.barrons.com/
http://www.cnnfn.com/
http://www.nasdadr.com/
http://www.nyse.com/
http://www.sec.gov/
http://www.nasd.com/
http://www.nyse.com/
Fidelifacts
http://www.fidelifacts.com/
212-425-1520
FDIC
http://www.fdic.gov/
Federal Reserve Board
http://www.federalreserve.gov/
Federal Trade Commission
http://www.ftc.gov/
General Accounting Office
http://www.gao.gov/
Internal Revenue Service
http://www.irs.gov/
Legal Services
White House
http://www.whitehouse.gov/
Senate
http://www.senate.gov/
State Department
http://www.state.gov/
House of Representatives
http://www.house.gov/
NYS Assembly
http://assembly.state.ny.us/
US Equal Employment Opportunities Commissions (EEOC)
1801 L Street, NW
Washington, DC 20507
http://www.eeoc.gov/
202-663-4900
US Department of Labor
www.dol.gov
Statistics
212-337-2400
Workers' Compensation
1-800-347-1997 General Information
Unemployment Insurance
212-337-2151
Women's Bureau
212-337-2389
Bureau of Labor Statistics
http://www.bls.gov/
NYS Attorney General
http://www.oag.state.ny.us/
Human Rights Division
212-306-7500 General
212-306-7686 Discrimination
212-No2BIAS Bias Complaints
Equal Employment Practices Commission
212-240-7902
Department of Labor
212-416-8700
http://www.labor.state.ny.us
NYC Human Rights Division
40 Rector Street
New York, New York
212-30-75090
http://www.nyc.com/
(click on Human Rights Division in Agency List)
Human Resources Training
http://www.fairmeasures.com/
Nat. Organization for Women
http://www.now.org/
http://www.nownyc.org/
NYS Division for Women
212-681-4547
NYS Human Rights Division
Sex Harassment Hotline
1-800-427-2773
NYC Commission on the Status of Women
212-788-2738
NY Women's Bar Association
212-752-5544