Experience Matters
In the Media
AdvisorHub
Merrill Facing Deferred Comp Claims From 240 Brokers: Filing – February 19, 2025
The New York Times
Their Uber Driver Crashed. A Pizza Order Unraveled Their Injury Lawsuit. – October 4, 2024
Law360
BofA Can’t Get 4th Circ. To Look At Collective Cert. Process – August 5, 2024
Law360
BofA Mortgage Loan Officers Get Conditional Cert. In OT Suit – July 29, 2024
BNN Bloomberg
Bankers Hit With Millions in Breakup Fees for Ditching New Jobs – April 17, 2024
Financial Advisor IQ
Decoded: Inside Morgan Stanley’s Trade-Miscoding Misadventure – February 1, 2024
Financial Advisor
Private Equity Bigwig Wins $3.2M From UBS After Losses – November 1, 2023
Barron’s
Pressure on First Republic Mounts as Advisors Jump Ship – April 28, 2023
Barron’s
FTC Proposes Banning Noncompete Agreements. What It Means for Advisors. – January 6, 2023
National Mortgage News
LOs claim Bank of America did not pay overtime in class action suit – December 7, 2023
Law360
BofA Cheats Mortgage Loan Officers Out of OT, Suit Says – December 1, 2023
Law360
Credit Suisse Can’t Ax Adviser’s $1.3M Deferred Comp. Win – November 16, 2023
Financial Advisor
FINRA Panel Awards $1.8M In Intra-Family Broker Dispute – August 23, 2023
InvestmentNews
Arbitrators order Morgan Stanley to pay senior investor $1.8M – August 22, 2023
AdvisorHub
Family Ties: Morgan Stanley Owes Investor $1.8 Million Over In-Laws’ Trading – August 22, 2023
Financial Advisor IQ
Morgan Stanley Ordered to Pay Millions to Ex-Advisors, Schwab in Non-Solicit Fight – March 1, 2023
Barron’s
Credit Suisse Loses $1.3 Million Arbitration Over Deferred Compensation – February 9, 2023
AdvisorHub
Credit Suisse Ordered to Pay Morgan Stanley Broker $1.4M in Deferred Comp Claim – February 7, 2023
InvestmentNews
FINRA arbitrators order Credit Suisse to pay $1.3 million to former rep – February 6, 2023
Investment News
Despite a $5.2M YES arb loss, its biggest yet, UBS may keep fighting – September 26, 2022
Financial Advisor
FINRA Orders UBS To Pay $5M In Biggest Award Yet For Options Strategy Losses – September 21, 2022
Barron’s
Retired Couple Wins $5.2 Million Award From UBS Over YES Strategy – September 19, 2022
Barron’s
Big Payday for Ex-Credit Suisse Advisors in Battle Over Deferred Comp – January 12, 2022
ThinkAdvisor
FINRA Panel Slams Credit Suisse for Failing to Pay Deferred Comp to Ex-Brokers – January 6, 2022
Investment News
Credit Suisse ordered to pay former brokers about $10 million – January 5, 2022
AdvisorHub
Ex-Credit Suisse Brokers Notch Another Win With $6.5M Award in Deferred Comp Case – January 4, 2022
Financial Advisor IQ
Deferred Comp Victory for Ex-Credit Suisse Brokers: $9M Award – November 9, 2021
AdvisorHub
Ex-Credit Suisse Brokers Win $9-Mln in Deferred Comp Dispute – November 8, 2021
AdvisorHub
Who’s to Blame? Ex-Merrill Brokers Win Expungement of Structured Notes Complaint – March 15, 2021
Law 360
SEC Imposes First Fines In Exchange-Traded Product Probe – November 13, 2020
Law360
US Bank Funds Avoid $25M Bond Fraud Suit with Settlement – September 17, 2020
On Wall Street
Judge quashes Credit Suisse bid to vacate advisor arbitration award – September 17, 2020
Advisor Hub
Judge Upholds Award of Attorneys’ Fees to Brokers Who Left CS for UBS – September 16, 2020
Advisor Hub
Ex-Merrill UHNW Broker Lands at Boston Private in San Francisco – September 3, 2020
InvestmentNews
Court’s $6 million Credit Suisse award could bolster clawbacks – July 23, 2020
Advisor Hub
Judge Upholds $6.1 Million Comp Award to Former Credit Suisse Brokers – July 21, 2020
ThinkAdvisor
How Are So Many Advisors Switching Firms During The COVID Crisis? – July 10, 2020
Law360
US Bank Must Face $25M Bond Fraud Claims At Trial – June 11, 2020
InvestmentNews
Finra arbitrators award $2.1 million to four former Credit Suisse reps – February 19, 2020
Bloomberg
Credit Suisse Shed U.S. Private Bank With Eye on Reviving It – January 28, 2020
On Wall Street
After 3-year battle with Credit Suisse, advisors may finally receive $6.7M award – 2020
On Wall Street
4 UBS advisors win $2M deferred comp battle against Credit Suisse – 2020
Citywire
Credit Suisse sues former NYC advisors over $1.6m arbitration award – December 11, 2019
Bloomberg
Credit Suisse Sues to Block Arbitration Award to Ex-Brokers – December 9, 2019
On Wall Street
Advisors win $2.5M deferred comp case against Credit Suisse – September 9, 2019
Advisor Hub
Ex-Credit Suisse Trio Wins $3 Million in Deferred Comp Arbitration – September 9, 2019
Investment News
FINRA arbitrators award more than $3 million to three former Credit Suisse brokers – September 6, 2019
Wall Street Journal
When New Investor-Protection Rules Come Up Short, States Step In – September 6, 2019
On Wall Street
Ex-Morgan Stanley advisor sent thank you cards to clients. Now he’s in legal trouble – July 11, 2019
On Wall Street
Advisors bolt, Morgan Stanley sues. Is this the ‘new normal’? – June 13, 2019
Advisor Hub
Credit Suisse Ordered to Pay Two Brokers At Least $6.7 Million – May 8, 2019
Financial Planning
Why Can’t These Advisors Get Paid? – May 2019
Advisor Hub
Judge Denies Credit Suisse’s Move to Vacate Deferred Comp Award – April 27, 2019
Financial Planning
Morgan claims $280M advisors violated non-solicit. Judge doesn’t buy it. – March 28, 2019
On Wall Street
Latest skirmish in deferred comp fight: Credit Suisse loses $1.6M arbitration – 2019
Investment News
Morgan Stanley advisers win huge $6.4 million deferred comp claim against Credit Suisse – 2019
Broke and Broker
Former First Republic Securities Employee Wins $1.1 Million FINRA Arbitration Award – December 4, 2018
Advisor Hub
First Republic Ordered to Pay Broker $1 Million for ‘Unwarranted’ Termination – November 26, 2018
Advisor Hub
Another Credit Suisse Alumnus Wins Deferred Comp in Arbitration – November 7, 2018
The New York Times
Regulator Seeks Information About Goldman Sachs Ethics Complaint – October 23, 2018
Advisor Hub
Credit Suisse Ordered to Pay Broker $845K and Clear His Record – October 11, 2018
On Wall Street
Morgan’s protocol exit was ‘bait-and-switch,’ $660M team says in lawsuit – September 25, 2018
Advisor Hub
Big Brokers Rebuild After Compliance Flaps at Goldman, Morgan Stanley – September 24, 2018
On Wall Street
Advisors test new strategy to duck arbitration losses. Will it work? – August 7, 2018
On Wall Street
Is UBS following Morgan Stanley in post-protocol litigation? – March 6, 2018
On Wall Street
How Morgan Stanley’s ex-broker lawsuits could backfire – February 27, 2018
On Wall Street
In bitter dispute, Credit Suisse fights class-action suit by former brokers – February 13, 2018
On Wall Street
A safe post-protocol landing? Advisor quits UBS for Raymond James – February 2, 2018
Advisor Hub
Morgan Stanley Wins Another Restraining Order Against Former Broker – January 24, 2018
On Wall Street
UBS broker wins nearly $1M in back pay from Credit Suisse – 2018
On Wall Street
‘Huge victory’ for brokers seeking pay from Credit Suisse – 2018
Investment News
FINRA arbitration panel orders Credit Suisse to pay former broker $844,621 – 2018
On Wall Street
UBS Strengthens Non-Solicitation Language For Some Brokers – 2018
Financial Planning
Client complaints: ‘I’ve seen things get bad’ – December 29, 2017
AdvisorHub
Broker Sued by Morgan Stanley: I Found My Clients by Myself – December 13, 2017
Wall Street Journal
Merrill Lynch Says It Will Remain in Broker Recruiting Pact – December 4, 2017
Financial Planning
Broker Protocol FAQ: Who’s out, who’s next and what advisors may lose – November 30, 2017
Wall Street Journal
WSJ Wealth Adviser Briefing: UBS’s Broker Protocol Exit, Adviser Voice on ‘Gray Divorces’ – November 28, 2017
On Wall Street
Morgan Stanley exits Broker Protocol — will others follow? – October 30, 2017
AdvisorHub
Morgan Stanley to Pull Out of Recruiting Pact with Rival Firms – October 30, 2017
Advisor Hub
Morgan Stanley Broker Resisted Fee Accounts, Gets Fired – October 10, 2017
Law360
Pension Funds Sue US Bank For $25M Tribal Bond Fraud Loss – August 23, 2017
Advisor Hub
FINRA Benches Former Merrill PBIG Stars over Outside Businesses – August 3, 2017
Financial Planning
In UBS-RIA Spat, a Warning for Advisors Switching Firms – August 3, 2017
On Wall Street
In UBS-RIA Spat, a Warning for Advisors Switching Firms – August 3, 2017
Wealth Management
Termination Is Not The End Of The World – March 6, 2017
The Wall Street Journal
FINRA’s 2017 Priorities: Monitoring High-Risk Brokers and Protecting Seniors – January 4, 2017
On Wall Street
Morgan Stanley exits Broker Protocol – will others follow? – 2017
Financial Planning
Ex-RIA owner loses $13M arbitration to broker-dealer C.L. King – December 6, 2016
New York Post
Ex-Wall Street honcho ordered to testify about wealth – November 14, 2016
On Wall Street
Did the Fiduciary Rule Just Kill Huge Recruiting Bonuses? – October 27, 2016
AdvisorHUB
Arbitration Panel Turns the Tables on Merrill Lynch – October 11, 2016
On Wall Street
Advisers’ arbitration rights reaffirmed in comp spat with Credit Suisse – September 12, 2016
NY Times
FINRA Sides With Brokers in Battle Against Credit Suisse – July 23, 2016
Advisor Hub
Firms Can’t Force Brokers Into Private Arbitration, FINRA Warns – July 22, 2016
On Wall Street
Did FINRA just open the floodgates to millions in claims against Credit Suisse? – July 22, 2016
Financial Planning
Where Elite Advisers Are Flocking To – July 20, 2016
Financial Planning
Client’s estate wins $10M arbitration against clearing firm C.L. King – June 10, 2016
Wall Street Journal
Securities Firm Ordered to Pay $10 Million for Investor Losses – June 9, 2016
Advisor Hub
Brokers Sue FINRA, Credit Suisse over Arbitration Shopping – June 2, 2016
FundFire
Eaton Vance Sues Advisors Who Jumped to Morgan Stanley – March 31, 2016
NYTimes.com
FINRA’s Help Sought in Fight Between Credit Suisse and Brokers – March 11, 2016
On Wall Street
What’s in the Pipeline? – March 2016
NY Times
Finra Begins a Review of Brokerage Firm Culture – February 23, 2016
CNBC
The second coming of Steven Cohen – January 11, 2016
DealBook
In Insider Trading Settlement, Steven Cohen Will Be Free to Manage Outside Money in 2 Years – January 8, 2016
Wall Street Journal
Finra to Examine Brokerage Firm Culture – January 5, 2016
On Wall Street
Advisers’ Arbitration Rights Reaffirmed in Comp Spat with Credit Suisse – 2016
On Wall Street
Did FINRA just open the floodgates to millions in claims against Credit Suisse? – 2016
On Wall Street
Ex-Credit Suisse brokers stuck in limbo as firm withholds millions in deferred pay – 2016
On Wall Street
Raymond James Tries to Nullify Advisor’s $450K Award on Technicality – 2016
Advisor Hub
Credit Suisse Violates FINRA Arbitration Rules, Brokers Say – 2016
On Wall Street
Raymond James Loses $600K Arbitration Case to Ex-Client – 2016
Advisor Hub
Arbitration War Launched By Ex-CS Brokers For Deferred Pay – 2016
Wall Street Journal
Credit Suisse Claims UBS Raided Staff – December 21, 2015
On Wall Street
UBS Recruiting Ignites Raiding Claim, Spoils Credit Suisse-Wells Fargo Deal – December 17, 2015
National Public Radio (Audio)
Some Madoff Investors To Get All Their Money Back – October 10, 2015
Structured Retail Products
US FINRA fines BNP Paribas for mis-selling leveraged derivative call option – July 2, 2015
Wall Street Journal
BNP Ordered To Pay Investor Almost $17 Million In Compensation – July 1, 2015
Reuters
BNP Paribas Must Pay Investors $16.6 Mln In Arbitration – June 30, 2015
On Wall Street
Clients Accuse $1.2B Ex-Merrill Advisor of Unauthorized Trades, Overcharging – April 8, 2015
On Wall Street
Ex-N.Y. Yankees: Our Advisors Stole Millions – January 15, 2015
On Wall Street
UBS Recruiting Ignites Raiding Claim, Spoils Credit Suisse-Wells Fargo Deal – 2015
Investment News
Breaking away for the wrong reason – 2015
Bank Investment Consultant
Couple Wins $16.1 Million In Dispute With BNP Paribas – 2015
Investment News
FINRA Arbitrators Award Couple $16.6 Million From BNP Paribas – 2015
Bloomberg
BNP Paribas Customer Awarded $16.6 Million In FINRA Dispute – 2015
Financial Planning
Ex-N.Y. Yankees: Our Advisors Stole Millions – December 18, 2014
NBC Sports
Jorge Posada and Jose Contreras Claim They Were Victims of Scamming Financial Advisors – December 15, 2014
New York Post
Jorge Posada Lost Millions In ‘Jaw-Dropping’ Fraud: Lawsuit – December 15, 2014
ESPN
Posada Looking to Recover $11.2M – December 14, 2014
Law 360
Yankees Great Sues Advisers Over $11M Investment Losses – October 14, 2014
Reuters
COMPLY-Clearing firms fear Wall Street regulator’s data proposal – March 18, 2014
Newsday
Lawsuit: Jorge Posada Lost $11.2M because of ‘Egregious and Unlawful Actions – 2014
Vice Sports
Jorge Posada and Jose Contreras Say They’re Caught Up In A Multimillion Dollar Scam – 2014
Securities Arbitration Commentator dated May 2013, Vol. 2012, No. 6 (See pages 19-20)
Baker v. Merrill Lynch, Pierce, Fenner & Smith, Inc. – May 2013
The Wall Street Journal
‘Shadowing’ Trims Fees, Leads to Trouble – February 26, 2013
Forbes
Kink In Merrill Lynch ARMOR Loses $Million Customer Arbitration – December 13, 2012
Thomson Reuters
Merrill client prevails against top Seattle broker – December 12, 2012
NY Times
A Much Criticized Pocket of the Rockaways, Built to Survive a Storm – November 19, 2012
Reuters
Ex-Wells Fargo broker scores partial win in legal dispute – August 29, 2012
WealthManagement.com
Pay Up: Brokers Sue MSSB for Bonuses and Win – August 28, 2012
NY Times
Goldman, Still Playing in Bayou’s Mud – August 18, 2012
Wall Street Journal
Goldman to Sell Unit to State Street for $550 Million – July 17, 2012
Reuters
Jefferies scores in $178 mln auction-rate battle – July 9, 2012
On Wall Street
Court Rejects Goldman’s Appeal of $20.6M Arbitration Award – July 5, 2012
Wall Street Journal
Goldman Dealt Setback in Bayou Case – July 5, 2012
NY Times
Court Upholds Big Award Against Goldman – July 5, 2012
Reuters
Goldman Sachs loses appeal of $20.6 mln Bayou award – July 4, 2012
The American Lawyer
Schulte Roth Loses Bid to Wipe Out $20.6 Million Goldman Arbitration Award – July 3, 2012
Bloomberg
Goldman Loses Appeal of Bayou Creditors’ Arbitration Win – July 3, 2012
Bloomberg
SAC’s Cohen Said to Be Deposed in SEC Trading Probe – June 21, 2012
The Wall Street Journal – Online
Goldman Continues To Fight $20.6M Bayou Award In U.S. Appeals Court – March 12, 2012
New York Law Journal
Marketplace – February 29, 2012
Dow Jones Newswires Column
When Saying Less is More – February 24, 2012
Globalarbitrationreview.com
Chinese company told to pay up by New York court – January 26, 2012
Reuters.com
Former Red Sox catcher wins case against Merrill – January 23, 2012
WallStreetJournal .com
Merrill Lynch Must Pay Former Red Sox Catcher $1.2 Million – January, 23, 2012
BostonBusinessJournal.com
Former Sox catcher Mirabelli wins over $1.2M in suit against BofA Merrill – January 23, 2012
Bloomberg.com
Mirabelli, Former Red Sox Catcher, Wins Merrill Case, NYT Says – January 22, 2012
Social media and federal securities regulation – 2012
Financial-Planning.com
FINRA Sends Warning with $1.7M Decision Against Merrill – 2012
BostonHerald.com
Former Sox catcher Mirabelli wins $1.2M arbitration award – 2012
NYTimes.com
Former Catcher for Red Sox Wins Case Against Merrill Lynch Adviser – 2012
DowJones
Goldman Cuts Broker Ties Amid Scrutiny Of Customer Interaction – December 22, 2011
Bloomberg
Citigroup’s Mathur Said to Depart With Hybrid Traders as Pandit Cuts Jobs – December 9, 2011
American Lawyer
Too Big For Their Britches? – December 1, 2011
Bloomberg
Citigroup Saudi Deal Haunts Pandit – November 30, 2011
Wall Street Journal
Goldman Battles Bayou Decision – October 15, 2011
Bloomberg
Goldman Sachs Asks Court to Throw Out $20.5 Million Bayou Creditors’ Award – October 15, 2011
On Wall Street
Citigroup Aims to Stop Arbitration From Proceeding – October 7, 2011
Bloomberg
Citigroup Sues to Block Arbitration of Saudi Investors? Claim – October 6, 2011
NYTimes.com
Mets Ruling May Reduce Pay to Victims of Madoff – September 29, 2011
NYTimes.com
Court Sides With Trustee Over Madoff Payouts – August 16, 2011
Reuters
Special Report: A fame-seeking Philly trader’s rap falls flat – May 12, 2011
YouTube
March 11, 2014
- Bernie Madoff Story Featuring Securities Attorney Barry Lax
- Swindler Bernie Madoff’s Ponzi Scheme – Investment Fraud Lax
NYPost.com
Madoff winners go for ‘loser’ pennant – March 3, 2011
On Wall Street
FINRA: Citi to Pay Investors $6.4M – February 9, 2011
TheTelegraph.com
Bernard Madoff Investors to Launch New Wave of Lawsuits Against US Regulator – January 1, 2011
Registeredrep.com
Auction Rate Revenge – 2011
InvestmentNews.com
Merrill hit for $880K arbitration award – 2011
NYDailyNews.com
U.S. Rep. Gary Ackerman says he’ll get answers from SEC lawyer David M. Becker on Madoff funds – 2011
TheAspenTimes.com
Trustee in Madoff Case is Suing Local Victims – 2011
PostIndependent.com
Local Victims of Madoff Suing U.S. Government – 2011
Newsweek.com
A Fairness Fight – December 21, 2010
WallStreetJournal.com
Life After Bernie Madoff’s ‘Big Lie’ – December 11, 2010
CNBC
Intelisano: For Madoff Victims Two Years Later, It’ll Never Be the Same – December 9, 2010
CNNMoney.com
Another Blow for Madoff Victims – December 8, 2010
NY Times
Goldman’s $20 Million Consequence – November 30, 2010
Source:NY Times Dealbook
Associated Press
Probe leads investors to wonder: Is game rigged? – November 24, 2010
Reuters
Goldman loses bid to toss record Bayou award – November 9, 2010
The American Lawyer
Judge Rakoff Confirms $20.6 Million Arbitration Award Against Goldman Sachs – November 9, 2010
NY Times
Judge Upholds Award Against Goldman – November 8, 2010
Source:NY Times Dealbook
Hedgefund.net
Goldman Fighting Bayou $20M+ Arbitration Award – October 22, 2010
NY Times
In Clearing Bayou, Quagmire for Goldman – October 21, 2010
Source:NY Times Dealbook
NY Times
Plaintiffs’ Bar Unhappy With Tip Process – October 14, 2010
Source:NY Times Dealbook
Reuters
Vision Capital scored big with its Harvard ties – September 24, 2010
New York Times
Creditors Want Award Against Goldman Upheld – September 8, 2010
Wall Street Journal
Trade Group Seeks to Have Bayou Award Thrown Out – August 6, 2010
Wall Street Journal
Goldman Sues to Vacate $20.6 Million Bayou Award – July 24, 2010
New York Times
Goldman Must Pay Some Bayou Losses – June 26, 2010
Wall Street Journal
Goldman Told to Pay Bayou Fund Creditors – June 26, 2010
Financial Times
Goldman to pay $21m to settle claims over Bayou collapse – June 26, 2010
Wall Street Journal
Paulson & Co. May Face Investor Lawsuits on Goldman Sachs CDO, Lawyers Say – April 16, 2010
Brooklyn Law School
Featured Alumnus – Spring, 2010
Reuters
Investor in defunct Bear fund wins $3.4 mln award – February 9, 2010
Trustee, Madoff Investors Spar Over Payout Calculation – February 3, 2010
newyorklawjournal.com
Trustee, Madoff Investors Spar Over Payout Calculation – February 3, 2010
RegisteredRep.com
With Regulatory Reform On The Way, Is It Pause Or Play? – 2010
NYTimes.com
In Court, Challenges of Madoff Trustee’s Plans – 2010
New York Post
Analysts: Firm Sent Clients ‘Dated’ Info – December 17, 2009
Bloomberg
Rajaratnam’s Former Colleagues Cooperate, Plead Guilty in Case – November 6, 2009
Bloomberg
Galleon Wiretaps Rattle Hedge Funds as Insider Trading Targeted – October 26, 2009
Boston Globe
Broker aided Madoff, US says – June 23, 2009
yeshivaworldnews.com
Madoff Trustee Sued Over Payout Terms – June 9, 2009
NYTimes.com
Victims of Madoff Seek Claims Overhaul – June 8, 2009
crainsnewyork.com
Burned Retirees Sue Madoff Trustee Over Claims – June 8, 2009
reuters.com
Prisons Bureau says Madoff does not have cancer – August 24, 2009
New York Times
Madoff Scandal Casts Light on Investment Advisers – April 07, 2009
Bloomberg
Stanford: Signs That Should Have Worried Investors – February 18, 2009
Bloomberg
Westridge Got $21.3 Million From School Weeks Ago – February 02, 2009
Bloomberg
Madoff: Layers and Layers of Players – January 15, 2009
Guardian UK
Bernard Madoff faces potential 150 years in prison after lawyer confirms he is likely to plead guilty – January 11, 2009
Bloomberg
Madoff Investors Paid Fees to Funds for Profits That Vanished – January 09, 2009
bloomberg.com
Madoff Prosecutors May Hire Picard to Help Distribute Assets – 2009
cbsnews.com
Madoff Explains How He Concealed Fraud – 2009
registeredrep.com
Clearing Your Good Name Is Harder Than Ever – 2009
Bloomberg
Bayou Co-Founder Gets 4 1/4 Year Sentence for Fraud – December 22, 2008
Guardian UK
Antisemites feast on Madoff misery – December 18, 2008
Guardian UK
Madoff in house arrest and SEC under fire – December 17, 2008
Financial Times
Former investors could still be targeted – December 16, 2008
New York Times
A Palm Beach Enclave, Stunned by an Inside Job – December 14, 2008
Reuters
Legal experts see wide fallout from Madoff case – December 12, 2008
New York Times
Defrauded Fund Investors Sue Goldman – July 18, 2008
Bloomberg
Bayou’s Israel Was Cheated in Scam, Investigator Says – July 15, 2008
Fox News
Agents search for NY swindler who faked suicide – June 20, 2008
Reuters
Probe deepens in missing U.S. hedge fund manager – June 13, 2008
Reuters
Search widens for missing ex-hedge fund manager – June 11, 2008
USA Today
Search for hedge-fund crook despite suicide note – June 10, 2008
National Law Journal
Smaller Law Firms Catch a Break in Market Crisis – April 17, 2008
By David S. Rich & Barry LaxAmerican Academy of Financial Management Global Online Journal, Oct. 31, 2008
Bloomberg Business
Probe of Insider Trading at Bear Stearns – December 17, 2007
Bloomberg
Citadel Wades Into Credit Crisis With E*Trade Deal – November 29, 2007
Reuters
Bear Stearns likely to face hedge fund lawsuits – June 28, 2007
Bloomberg
Sentinel Sold to Citadel Too Cheaply, Customers Say – August 17, 2007
Bloomberg
U.S. Stock-Index Futures Decline; Countrywide, Goldman Retreat – August 15, 2007
Bloomberg
Goldman Fund Cuts Fees to Woo Investors After Loss – August 15, 2007
Reuters
Bear Stearns hedge fund investor files claim – August 02, 2007
New York Times
The Bankruptcy Development That Has Wall St. Worried – February 23, 2007
registeredrep.com
A License to Lie – 2007
registeredrep.com
Defamed? – 2007
Bloomberg
Hedge Funds Withdraw SEC Registrations After Ruling – September 22, 2006
CBS News
Feds Get Break In Suicide Fugitive Case – July 20, 2006
CBS News
Cops: Hedge Fund Swindler No Suicide – July 16, 2006
New York Post
Mets Owner Sued In Bayou Collapse – July 13, 2006
Bloomberg
Bayou Investors Seek to Recover More Than $100 Mln – September 30, 2005
The Street
Bayou and the Bush Cousin – September 20, 2005
Financial Times
Lawyers look for Bayou liability – September 6, 2005
New York Times
Big Account In Arizona May Hold Bayou Cash – August 31, 2005
Bloomberg
Bayou Fund, Founder Face Lawsuits Over $4.5 Mln in Unpaid – August 31, 2005
USA Today
Money seized from Bayou Management hedge funds – August 30, 2005
Wall Street Journal
Letter admits years of fraud at Bayou, police say – August 29, 2005
New York Times
A Hedge Fund Falls Off the Face of the Earth – August 28, 2005
New York Post
Birthday Suit – Ex-Hennessee Exec Claims Pregnancy Led To Firing Birthday Suite – March 24, 2005